David Allen Smith

David Allen Smith is an investment adviser representative (IAR) with state registration records since 2002, appearing at 9 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (10)

FirmFromToCurrent
LPL FINANCIAL LLC2026-02-02presentYes
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC2024-01-262024-05-14
TRUIST ADVISORY SERVICES, INC.2021-07-062023-12-15
TRUIST ADVISORY SERVICES, INC.2016-09-192019-12-20
TRUIST INVESTMENT SERVICES, INC.2014-04-022016-12-31
UBS FINANCIAL SERVICES INC.2012-08-022014-03-20
MORGAN STANLEY SMITH BARNEY LLC2009-06-012012-08-01
MORGAN STANLEY & CO. LLC2007-04-022009-06-01
MORGAN STANLEY DW INC.2005-05-092007-04-02
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2002-08-232005-05-10

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