NICOLE ELIZABETH ROACH

NICOLE ELIZABETH ROACH is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.

Registration history (4)

FirmFromToCurrent
STIFEL, NICOLAUS & COMPANY, INCORPORATED2023-05-05presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012023-05-23
MORGAN STANLEY & CO. LLC2007-04-022009-06-01
MORGAN STANLEY DW INC.2002-03-212007-04-02

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