KATHLEEN MARGARET PEAKE

KATHLEEN MARGARET PEAKE is an investment adviser representative (IAR) with state registration records since 2009, appearing at 4 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (4)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2014-08-05presentYes
OSAIC SERVICES, INC.2013-08-132014-08-01
NATIONAL PLANNING CORPORATION2011-09-222012-12-17
WOODBURY FINANCIAL SERVICES, INC.2009-10-072011-09-29

More