JAMES WILLIAM FILIPPI is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.
| Firm | From | To | Current |
|---|---|---|---|
| LPL FINANCIAL LLC | 2014-01-06 | present | Yes |
| D.A. DAVIDSON & CO. | 2013-11-25 | 2014-01-06 | — |
| CROWELL WEEDON & CO. | 2013-11-04 | 2013-11-25 | — |
| CROWELL, WEEDON & CO. | 2012-03-26 | 2013-11-04 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2012-03-28 | — |
| MORGAN STANLEY & CO. LLC | 2007-04-02 | 2009-06-01 | — |
| MORGAN STANLEY DW INC. | 2002-05-07 | 2007-04-02 | — |