JAMES MICHAEL LIOTTA is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with PROMINENCE CAPITAL GP LLC..
| Firm | From | To | Current |
|---|---|---|---|
| PROMINENCE CAPITAL GP LLC. | 2013-01-18 | present | Yes |
| WELLS FARGO INVESTMENTS, LLC | 2005-12-06 | 2007-11-28 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-04-02 | 2005-12-06 | — |
| UBS FINANCIAL SERVICES INC. | 2002-04-22 | 2004-04-22 | — |