JAMES WALTER FLAD is an investment adviser representative (IAR) with state registration records since 2007, appearing at 2 firms. Currently registered with SMB FINANCIAL SERVICES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| SMB FINANCIAL SERVICES, INC. | 2011-08-17 | present | Yes |
| PRINCIPAL SECURITIES, INC. | 2007-07-02 | 2011-08-11 | — |