BRIAN RICHARD OSWALD

BRIAN RICHARD OSWALD is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

Registration history (3)

FirmFromToCurrent
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2016-07-25presentYes
LPL FINANCIAL LLC2007-10-012016-07-19
CONCOURSE FINANCIAL GROUP SECURITIES, INC.2004-03-222007-09-20

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