Nichole Marie McCarthy

Nichole Marie McCarthy is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

Registration history (6)

FirmFromToCurrent
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC2026-01-20presentYes
AMERIPRISE FINANCIAL SERVICES, LLC2020-02-252026-01-23
WELLS FARGO CLEARING SERVICES, LLC2014-03-142020-02-19
MORGAN STANLEY SMITH BARNEY LLC2009-06-012014-03-20
MORGAN STANLEY & CO. LLC2008-04-182009-06-01
UBS FINANCIAL SERVICES INC.2002-06-112008-04-29

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