STEVEN JAMES HOCKING is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with RAYMOND JAMES & ASSOCIATES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | 2024-01-09 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2009-01-26 | 2024-01-18 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-06-10 | 2009-01-27 | — |