CATHY C LOK is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2023-06-02 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2011-01-03 | 2023-06-09 | — |
| WELLS FARGO INVESTMENTS, LLC | 2002-05-09 | 2011-01-03 | — |