JAMES ARTHUR WARTA is an investment adviser representative (IAR) with state registration records since 2008, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2016-02-25 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2016-03-11 | — |
| MORGAN STANLEY & CO. LLC | 2008-04-10 | 2009-06-01 | — |