JAMES ROBERT RICHARDS is an investment adviser representative (IAR) with state registration records since 2017, appearing at 3 firms. Currently registered with NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC | 2021-01-22 | present | Yes |
| BMO HARRIS FINANCIAL ADVISORS, INC. | 2018-07-30 | 2021-01-05 | — |
| SCOTTRADE INVESTMENT MANAGEMENT | 2017-02-03 | 2018-03-09 | — |