Cuong Le is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with J.P. MORGAN SECURITIES LLC.
| Firm | From | To | Current |
|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | 2018-06-13 | present | Yes |
| J.P. MORGAN SECURITIES LLC | 2012-10-01 | 2017-03-22 | — |
| CHASE INVESTMENT SERVICES CORP. | 2009-05-02 | 2012-10-01 | — |
| WAMU INVESTMENTS, INC. | 2008-02-20 | 2009-05-02 | — |
| ESSEX NATIONAL SECURITIES, LLC | 2004-01-08 | 2007-10-24 | — |
| UBS FINANCIAL SERVICES INC. | 2003-01-02 | 2003-11-12 | — |