PAULA ROSE SWANSON

PAULA ROSE SWANSON is an investment adviser representative (IAR) with state registration records since 2011, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (4)

FirmFromToCurrent
LPL FINANCIAL LLC2017-03-04presentYes
CETERA INVESTMENT ADVISERS LLC2014-01-212017-02-28
CETERA INVESTMENT SERVICES LLC2012-06-252014-01-21
WELLS FARGO CLEARING SERVICES, LLC2011-01-312011-09-14

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