JAMES STEVE SIMOS is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with B. RILEY WEALTH ADVISORS, INC..
| Firm | From | To | Current |
|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | 2018-05-14 | present | Yes |
| INFINITY FINANCIAL SERVICES | 2008-03-24 | 2018-05-11 | — |
| INFINITY FINANCIAL SERVICES | 2006-06-20 | 2008-12-19 | — |
| LPL FINANCIAL LLC | 2004-09-17 | 2008-05-13 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2002-09-02 | 2004-09-21 | — |