JAMES D. SANDFORT

JAMES D. SANDFORT is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with ROCKEFELLER FINANCIAL LLC, ROCKEFELLER CAPITAL MANAGEMENT.

Registration history (4)

FirmFromToCurrent
ROCKEFELLER CAPITAL MANAGEMENT2025-08-27presentYes
ROCKEFELLER FINANCIAL LLC2019-07-01presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2008-08-152019-07-02
UBS FINANCIAL SERVICES INC.2002-07-182008-08-29

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