James Raymond Peters

James Raymond Peters is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC2025-07-25presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2014-03-062016-08-02
WHITEROCK FINANCIAL, LLC2012-05-282014-01-14
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2004-03-302012-03-30

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