SARA B ORTIZ

SARA B ORTIZ is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.

Registration history (5)

FirmFromToCurrent
AMERIPRISE FINANCIAL SERVICES, LLC2016-01-26presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2011-09-292016-01-06
INVESTMENT PROFESSIONALS, INC.2009-07-302010-12-20
AMERIPRISE FINANCIAL SERVICES, LLC2006-01-192009-07-31
AMERIPRISE FINANCIAL SERVICES, LLC2002-08-052004-08-11

More