KAPENA KAUMUALII LUM is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
| Firm | From | To | Current |
|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2022-11-29 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2015-09-11 | 2022-12-13 | — |
| BANKOH INVESTMENT SERVICES, INC. | 2010-10-28 | 2015-09-11 | — |
| UVEST FINANCIAL SERVICES GROUP, INC. | 2008-03-26 | 2010-10-27 | — |
| LPL FINANCIAL LLC | 2003-03-17 | 2008-03-20 | — |