Michael Brooks

Michael Brooks is an investment adviser representative (IAR) with state registration records since 2003, appearing at 3 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (3)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2024-12-18presentYes
THRIVENT INVESTMENT MANAGEMENT INC.2024-07-232024-10-29
AMERIPRISE FINANCIAL SERVICES, LLC2003-09-222004-04-26

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