JAMES M. HAY is an investment adviser representative (IAR) with state registration records since 2009, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2013-12-10 | present | Yes |
| RBC CAPITAL MARKETS, LLC | 2009-04-22 | 2013-05-30 | — |