CATHERINE L SMITH is an investment adviser representative (IAR) with state registration records since 2003, appearing at 2 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2022-11-21 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2010-02-24 | 2022-11-30 | — |
| UBS FINANCIAL SERVICES INC. | 2003-11-26 | 2009-11-25 | — |