KENNETH J. SHAPIRO is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with ROCKEFELLER FINANCIAL LLC, ROCKEFELLER CAPITAL MANAGEMENT.
| Firm | From | To | Current |
|---|---|---|---|
| ROCKEFELLER CAPITAL MANAGEMENT | 2025-07-17 | present | Yes |
| ROCKEFELLER FINANCIAL LLC | 2025-07-17 | present | Yes |
| UBS FINANCIAL SERVICES INC. | 2021-10-26 | 2025-07-28 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2002-09-18 | 2009-01-26 | — |