KEVIN JAMES STEFFEN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with INDEPENDENT ADVISOR ALLIANCE, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| INDEPENDENT ADVISOR ALLIANCE, LLC | 2021-05-07 | present | Yes |
| WELLS FARGO CLEARING SERVICES, LLC | 2014-03-20 | 2021-05-10 | — |
| CEDAR CREEK SECURITIES, INC. | 2010-04-12 | 2014-04-17 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2010-04-26 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2006-12-01 | 2009-06-01 | — |