CLAYTON WELLINGTON JAMES is an investment adviser representative (IAR) with state registration records since 2002, appearing at 4 firms. Currently registered with PROSPERA FINANCIAL SERVICES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| PROSPERA FINANCIAL SERVICES, INC. | 2009-02-20 | present | Yes |
| MICG INVESTMENT MANAGEMENT, LLC | 2005-12-16 | 2009-02-20 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-04-23 | 2005-12-20 | — |
| A. G. EDWARDS & SONS, INC. | 2002-11-11 | 2004-04-29 | — |