BRIAN MORIARTY

BRIAN MORIARTY is an investment adviser representative (IAR) with state registration records since 2006, appearing at 6 firms. Currently registered with OSAIC WEALTH, INC..

Registration history (7)

FirmFromToCurrent
OSAIC WEALTH, INC.2024-01-29presentYes
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC2022-11-042024-02-06
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2011-02-072022-11-21
MORGAN STANLEY SMITH BARNEY LLC2009-06-012011-02-04
MORGAN STANLEY & CO. LLC2009-01-072009-06-01
OPPENHEIMER + CLOSE, LLC2008-03-252008-10-08
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2006-02-102008-03-10

More