David Lau

David Lau is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with CONSOLIDATED PORTFOLIO REVIEW CORP.

Registration history (5)

FirmFromToCurrent
CONSOLIDATED PORTFOLIO REVIEW CORP2023-04-28presentYes
GLADSTONE INSTITUTIONAL ADVISORY LLC2021-04-142023-04-17
MORGAN STANLEY SMITH BARNEY LLC2009-06-012021-04-01
MORGAN STANLEY & CO. LLC2007-04-022009-06-01
MORGAN STANLEY DW INC.2003-02-132007-04-02

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