Carlos M Garcia

Carlos M Garcia is an investment adviser representative (IAR) with state registration records since 2005, appearing at 2 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (3)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2025-06-25presentYes
FIRST TRUST ADVISORS LP2019-08-062024-07-26
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2005-05-202012-01-04

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