RICHARD JOHN RUFFINO is an investment adviser representative (IAR) with state registration records since 2008, appearing at 2 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2008-09-22 | present | Yes |
| LEHMAN BROTHERS INC. | 2008-04-01 | 2008-10-07 | — |