VINCENT JOHN ROTH is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | 2021-05-27 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2012-11-09 | 2021-05-28 | — |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2012-11-19 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2007-10-18 | 2009-06-01 | — |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2004-05-03 | 2007-10-23 | — |