Cathy Ann Buck

Cathy Ann Buck is an investment adviser representative (IAR) with state registration records since 2014, appearing at 3 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.

Registration history (3)

FirmFromToCurrent
MORGAN STANLEY SMITH BARNEY LLC2018-07-02presentYes
RBC CAPITAL MARKETS, LLC2016-11-022018-06-12
WELLS FARGO CLEARING SERVICES, LLC2014-05-072016-11-03

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