SEAN DAVID GAUSS

SEAN DAVID GAUSS is an investment adviser representative (IAR) with state registration records since 2002, appearing at 3 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2017-10-06presentYes
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-04-142017-10-09
CITIGROUP GLOBAL MARKETS INC.2005-11-142009-04-23
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2002-11-192005-11-11

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