ROCKY ALEXANDER FRANCIS

ROCKY ALEXANDER FRANCIS is an investment adviser representative (IAR) with state registration records since 2003, appearing at 2 firms. Currently registered with GOLDMAN SACHS WEALTH SERVICES, L.P..

Registration history (3)

FirmFromToCurrent
GOLDMAN SACHS WEALTH SERVICES, L.P.2016-07-22presentYes
UBS FINANCIAL SERVICES INC.2012-02-292013-03-27
GOLDMAN SACHS WEALTH SERVICES, L.P.2003-04-012011-02-23

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