WILLARD LEE RUMLEY

WILLARD LEE RUMLEY is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with RBC CAPITAL MARKETS, LLC.

Registration history (4)

FirmFromToCurrent
RBC CAPITAL MARKETS, LLC2022-02-18presentYes
MORGAN STANLEY SMITH BARNEY LLC2009-06-012022-02-22
MORGAN STANLEY & CO. LLC2009-01-062009-06-01
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2003-03-052008-12-22

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