ADAM JON PFAFF is an investment adviser representative (IAR) with state registration records since 2003, appearing at 3 firms. Currently registered with AMERIPRISE FINANCIAL SERVICES, LLC.
| Firm | From | To | Current |
|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | 2012-03-09 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2006-11-01 | 2012-03-13 | — |
| UBS FINANCIAL SERVICES INC. | 2003-01-14 | 2006-11-30 | — |