STEPHEN C BROOKS is an investment adviser representative (IAR) with state registration records since 2015, appearing at 2 firms. Currently registered with MORGAN STANLEY SMITH BARNEY LLC.
| Firm | From | To | Current |
|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 2022-02-14 | present | Yes |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2015-01-29 | 2022-01-11 | — |