Ka Eun Lee

Ka Eun Lee is an investment adviser representative (IAR) with state registration records since 2003, appearing at 10 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (10)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2026-04-20presentYes
PARK AVENUE SECURITIES LLC2025-06-062026-03-16
LPL FINANCIAL LLC2014-07-092016-06-01
J.P. MORGAN SECURITIES LLC2012-10-012014-07-17
CHASE INVESTMENT SERVICES CORP.2012-05-042012-10-01
HSBC SECURITIES (USA) INC.2010-02-022012-04-04
CITIGROUP GLOBAL MARKETS INC.2007-05-292010-01-20
CITICORP INVESTMENT SERVICES2005-08-252007-05-29
MORGAN STANLEY DW INC.2004-03-042005-08-01
PRUCO SECURITIES, LLC2003-11-182004-02-18

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