William M Swayne is an investment adviser representative (IAR) with state registration records since 2003, appearing at 5 firms. Currently registered with WMS WEALTH MANAGEMENT LLC.
| Firm | From | To | Current |
|---|---|---|---|
| WMS WEALTH MANAGEMENT LLC | 2022-09-02 | present | Yes |
| COLONY PARK FINANCIAL SERVICES LLC. | 2018-09-07 | 2020-12-31 | — |
| EMERSON EQUITY LLC | 2017-10-30 | 2018-09-13 | — |
| COLONY PARK FINANCIAL SERVICES LLC. | 2017-05-17 | 2017-10-18 | — |
| INDEPENDENT FINANCIAL GROUP, LLC | 2012-02-17 | 2017-04-21 | — |
| PACIFIC WEST FINANCIAL CONSULTANTS INC | 2003-01-31 | 2012-02-10 | — |