THOMAS ALAN FLISS

THOMAS ALAN FLISS is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with WELLS FARGO CLEARING SERVICES, LLC.

Registration history (4)

FirmFromToCurrent
WELLS FARGO CLEARING SERVICES, LLC2022-06-06presentYes
AMERIPRISE FINANCIAL SERVICES, LLC2018-09-112022-06-09
INVESTMENT PROFESSIONALS, INC.2011-11-172018-09-11
EDWARD D. JONES & CO., L.P.2007-01-162011-07-08

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