TIMOTHY ANDREW OATES is an investment adviser representative (IAR) with state registration records since 2003, appearing at 2 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2004-11-23 | present | Yes |
| THE PENN INVESTMENT GROUP INC. | 2003-01-23 | 2004-11-09 | — |