JAMES ALAN WEISS

JAMES ALAN WEISS is an investment adviser representative (IAR) with state registration records since 1990, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

Registration history (5)

FirmFromToCurrent
LPL FINANCIAL LLC2026-04-14presentYes
COMMONWEALTH EQUITY SERVICES, LLC2018-01-022026-05-05
COMMONWEALTH EQUITY SERVICES, LLC2006-10-062017-12-31
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2006-03-082006-10-10
ADVEST, INC.1990-05-152006-03-08

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