NEIL PATRICK RONGAUS is an investment adviser representative (IAR) with state registration records since 2008, appearing at 4 firms. Currently registered with CONFLUENCE WEALTH SERVICES, INC..
| Firm | From | To | Current |
|---|---|---|---|
| CONFLUENCE WEALTH SERVICES, INC. | 2021-07-02 | present | Yes |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 2016-04-13 | 2021-07-07 | — |
| TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | 2012-10-11 | 2016-03-02 | — |
| UBS FINANCIAL SERVICES INC. | 2008-01-14 | 2012-10-01 | — |