LEE ALAN CUMMING is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with UBS FINANCIAL SERVICES INC..
| Firm | From | To | Current |
|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | 2026-03-17 | present | Yes |
| MORGAN STANLEY SMITH BARNEY LLC | 2009-06-01 | 2026-03-18 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2008-04-01 | 2009-06-01 | — |
| CLEARBRIDGE INVESTMENTS, LLC | 2006-11-09 | 2008-04-09 | — |
| CITIGROUP GLOBAL MARKETS INC. | 2005-09-06 | 2006-09-26 | — |
| MORGAN STANLEY DW INC. | 2003-04-30 | 2005-09-08 | — |
| WADDELL & REED | 2003-02-24 | 2003-05-12 | — |