JOHN ALLEN CARTER

JOHN ALLEN CARTER is an investment adviser representative (IAR) with state registration records since 2009, appearing at 5 firms. Currently registered with CHARLES SCHWAB & CO., INC..

Registration history (5)

FirmFromToCurrent
CHARLES SCHWAB & CO., INC.2022-01-26presentYes
TD AMERITRADE, INC.2011-04-062022-10-14
TD AMERITRADE INVESTMENT MANAGEMENT, LLC2011-04-012023-09-07
CHASE INVESTMENT SERVICES CORP.2010-07-262011-01-06
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2009-03-032010-03-25

More