Richard Cole

Richard Cole is an investment adviser representative (IAR) with state registration records since 2011, appearing at 8 firms. Currently registered with AMERITAS ADVISORY SERVICES, LLC.

Registration history (9)

FirmFromToCurrent
AMERITAS ADVISORY SERVICES, LLC2026-05-28presentYes
LPL FINANCIAL LLC2025-05-152026-05-14
CUSO FINANCIAL SERVICES, L.P.2024-08-282025-05-15
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2024-07-162024-08-26
CHARLES SCHWAB & CO., INC.2020-04-032024-01-10
PNC WEALTH MANAGEMENT2019-08-062020-03-24
CITIZENS SECURITIES, INC.2014-10-242018-01-08
OPPENHEIMER & CO. INC.2012-07-202013-06-03
PNC WEALTH MANAGEMENT2011-02-232012-07-24

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