CHARMIN WU

CHARMIN WU is an investment adviser representative (IAR) with state registration records since 2003, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

Registration history (6)

FirmFromToCurrent
CETERA INVESTMENT ADVISERS LLC2025-09-05presentYes
AVANTAX ADVISORY SERVICES2012-03-212025-09-05
MORGAN STANLEY SMITH BARNEY LLC2009-06-012012-03-20
MORGAN STANLEY & CO. LLC2007-04-022009-06-01
MORGAN STANLEY DW INC.2006-03-032007-04-02
AMERIPRISE FINANCIAL SERVICES, LLC2003-04-252006-03-09

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