CARLOS E OBERMAIER is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with OBERMAIER MANAGEMENT LLC.
| Firm | From | To | Current |
|---|---|---|---|
| OBERMAIER MANAGEMENT LLC | 2011-12-20 | present | Yes |
| HSBC SECURITIES (USA) INC. | 2006-10-26 | 2011-11-11 | — |
| UBS FINANCIAL SERVICES INC. | 2004-05-06 | 2006-01-11 | — |