JUDITH KAUFMAN

JUDITH KAUFMAN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Registration history (7)

FirmFromToCurrent
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2022-03-02presentYes
MORGAN STANLEY SMITH BARNEY LLC2016-12-232022-01-27
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2016-06-062016-12-05
UBS FINANCIAL SERVICES INC.2012-03-222016-06-08
MORGAN STANLEY SMITH BARNEY LLC2009-06-012012-03-28
MORGAN STANLEY & CO. LLC2007-04-022009-06-01
MORGAN STANLEY DW INC.2006-12-112007-04-02

More