Dorothy Ann Sperry is an investment adviser representative (IAR) with state registration records since 2004, appearing at 11 firms. Currently registered with CHARLES SCHWAB & CO., INC..
| Firm | From | To | Current |
|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 2023-09-05 | present | Yes |
| EMPOWER ADVISORY GROUP, LLC | 2022-03-08 | 2023-08-16 | — |
| TD AMERITRADE, INC. | 2020-04-29 | 2022-02-02 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2020-04-07 | 2022-02-02 | — |
| FINANCIAL ENGINES ADVISORS L.L.C. | 2019-10-15 | 2020-03-11 | — |
| TD AMERITRADE, INC. | 2018-02-28 | 2019-08-29 | — |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 2018-02-26 | 2019-08-29 | — |
| SCOTTRADE INVESTMENT MANAGEMENT | 2017-04-04 | 2018-02-26 | — |
| FOUNTAIN FINANCIAL ASSOCIATES, INC. | 2016-04-29 | 2016-08-17 | — |
| STRATEGIC ADVISERS LLC | 2013-07-15 | 2016-02-01 | — |
| PRUCO SECURITIES, LLC | 2011-04-20 | 2013-05-31 | — |
| EQUITABLE ADVISORS, LLC | 2008-12-23 | 2011-04-18 | — |
| VALIC FINANCIAL ADVISORS, INC. | 2004-04-14 | 2008-12-22 | — |