NATHAN D KAWAGUCHI

NATHAN D KAWAGUCHI is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with STRATEGIC ADVISERS LLC.

Registration history (6)

FirmFromToCurrent
STRATEGIC ADVISERS LLC2025-03-31presentYes
FIDELITY PERSONAL AND WORKPLACE ADVISORS2018-07-132025-03-31
STRATEGIC ADVISERS LLC2013-02-142018-07-13
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED2011-09-122013-01-25
WELLS FARGO CLEARING SERVICES, LLC2008-01-012009-10-22
A. G. EDWARDS & SONS, INC.2007-02-262008-01-01

More